We're looking for a Risk Appetite Compliance Officer, working in the Banking/Finance industry in Greenwich, New York, United States.
Assist in executing Conduct Risk ICRM’s annual plan.
Contact leads globally to discuss results of Product and Function (P&F) conduct risk assessments.
Conduct the Enhanced Conduct Risk Assessment using diagnostic questionnaire.
Review applicable P&F’s conduct risk assessments for risk tiering, conduct risk identification at risk and control level, adverse monitoring results, and controls.
Report results of the Enhanced Conduct Risk Assessment and produce aggregate and thematic reporting that can be utilized in board reporting and escalation to senior management.
Conduct data quality and check/challenge of conduct risk-related data from multiple firm sources including Opened Issues, Regulatory Inventory Additions, Cited and Potential Violations of Laws, Policy Breaches and Overdue Regulatory Change implementation.
Contact data owner in each of the categories above if certain data does not appear to be appropriately tagged to conduct risk taxonomy, understand rationale, challenge if necessary, document resolution and escalate results and resolution to Conduct Risk ICRM.
We're offering Competitive Compensation and Benefits. This position may present an opportunity to go permanent.
Our client is a publicly traded, financially sound, 40+ year-old company. Providing IT and Technical staffing in the New York tri-state region and across the country. Respected and networked in growing fields like New Media, Publishing, Finance, Investment Banking, Pharmaceuticals, Insurance, and Utilities.
Prestigious Fortune 1000 companies and dynamic Internet eCommerce customers depend on their expertise. 75% have been with them 10+ years. Reliability and relationships mean opportunity for you!
Want exciting projects or excellent opportunities for full-time employment?
Challenging work that utilizes your skills starts here.
Experience Required for Your Success
Degree in BA required, additional degrees or licenses preferred/welcome
Proficient in using Microsoft Excel and PowerPoint
Ability to write narrative prose for Senior Management and Board members to describe themes and takeaways
Experience working with senior management
Excellent communication (oral and written) skills
Spanish language skills a plus
What Do You Think?
Does your experience reflect what it takes to be successful in this role? Do the work and challenges get you excited about what's possible? Apply here.